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Regulation

Q&A: Shearman & Sterling's Lorna Chen

For domestic private equity funds in China, regulation remains a clouded issue - it is unclear who should be responsible for the issue and how. Lorna Chen, a partner with Shearman & Sterling, explains where the difficulties lie

  • Advisory
  • 17 April 2013
Strained relations: Foreign PE and financial services
Strained relations: Foreign PE and financial services

Global buyout firms have seen less deal flow in South Korea in recent years, with financial services sector activity a shadow of its former self. This doesn’t necessarily mean they are unwelcome

  • Financials
  • 10 April 2013
China's NDRC seeks tighter grip on private equity

China's top planning body, the National Development and Reform Commission (NDRC), has reiterated its call for private equity funds to register with local governments. It is the latest move in an ongoing turf war over the asset class after the Chinese...

  • Greater China
  • 27 March 2013
Indonesia webinar: Turning hype into returns

Indonesia has emerged as the next big thing in Asian PE, but there are concerns about rising valuations and whether the market is deep enough to meet expectations. Industry participants share their views

  • Southeast Asia
  • 27 March 2013
On rocky ground: PE's Mongolia risk factor
On rocky ground: PE's Mongolia risk factor

Rich in mining resources, Mongolia has a bright economic future, but vulnerability to commodity price shocks and an uncertain political climate have made many investors wary of taking the risk

  • North Asia
  • 27 March 2013
Qianhai funds win approval to raise RMB in Hong Kong - report

Chinese regulators have reportedly given the green light for private equity firms operating in Shenzhen's Qianhai region to raise renminbi offshore to invest in mainland.

  • Greater China
  • 26 March 2013
New Silk Route's Rajat Gupta sues co-founder

Rajat Gupta, the former Goldman Sachs director who was convicted last year of insider trading, is taking legal action against his co-founder of private equity firm New Silk Route (NSR), claiming breach of contract.

  • North America
  • 25 March 2013
Australian trade buyer fined in Castle Harlan 'bid rigging' case

Australian’s Federal Court ordered engineering firm Bradken to pay $22.4 million in damages over its takeover of a Canadian mining services company Norcast that was previously bought and sold on the same day by US private equity firm Castle Harlan.

  • Australasia
  • 21 March 2013
China secondaries: When push comes to shove
China secondaries: When push comes to shove

China GPs are under pressure to return cash to investors but IPO exits are challenging. Secondary sales are emerging as an option. Who best placed to deliver on the US dollar and renminbi sides?

  • Secondaries
  • 06 March 2013
Hunting the lion city

When John Tsang, Hong Kong’s financial secretary, extended the private equity industry a significant tax incentive in last week’s budget, it was presented in the wider context of encouraging more funds to domicile in the territory. In some quarters, this...

  • Regulation
  • 06 March 2013
Indian government stays firm on its e-commerce FDI ban

The Indian government has said it will not revise its current ban on foreign direct investment (FDI) in India's e-commerce sector.

  • South Asia
  • 06 March 2013
No date set for resuming China IPO approvals – CSRC

The China Securities Regulatory Commission (CSRC) has yet to set a timetable for resuming IPO approvals, scotching rumors that it would start pushing through new candidates in April, an official from the securities watchdog told Xinhua news agency.

  • Greater China
  • 04 March 2013
India to tax buyback exits by foreign investors

India plans to impose a 20% withholding tax on foreign investors in private companies who exit their holdings through a buyback of shares. Investments routed through jurisdictions such as Mauritius and Singapore to take advantage of double tax treaty...

  • South Asia
  • 01 March 2013
Hong Kong extends offshore funds tax exemption to private equity

Private equity investors will qualify for the profits tax exemption extended to offshore funds in Hong Kong as part of government efforts to encourage more vehicles to domicile in the territory.

  • Regulation
  • 27 February 2013
China's CSRC issues draft regulation on PE supervision

China’s securities regulator has issued draft rules that impose greater oversight on domestic private equity funds. The proposals, and in particular the watchdog role to be played by the Asset Management Association of China (AMAC), represent another...

  • Regulation
  • 21 February 2013
Deloitte sued over US-listed ChinaCast Education

Deloitte is being sued by a group of US investors over its auditing role at ChinaCast Education Corp. The Chinese company, which was backed by VC investors in its early years, went public in the US via a reverse merger in 2007 but has since been de-listed....

  • Regulation
  • 20 February 2013
Australian government commits $360m to innovation fund, clarifies VC structures

The Australian government will provide A$350 million ($360 million) in new funding for the Innovation Investment Fund to support small- and medium-sized enterprises (SMEs). Improvements have also been made to the early stage and venture capital limited...

  • Australasia
  • 19 February 2013
SEBI approves first Indian social venture fund

The Incube Connect Fund has become the first social venture fund to be approved under the Securities and Exchange Board of India’s (SEBI) new registration regulations.

  • South Asia
  • 18 February 2013
Asahi, PE firms set for legal battle over Independent Liquor sale - update

Japanese beverage giant Asahi has taken legal action against private equity firms Pacific Equity Partners (PEP) and Unitas Capital over its acquisition of New Zealand firm Independent Liquor in 2011 for NZ$1.5 billion ($1.5 billion).

  • North Asia
  • 14 February 2013
Asian advocacy: PE associations reach out to regulators
Asian advocacy: PE associations reach out to regulators

PE practitioners like light-touch regulation and usually prefer to stay at arm's length from government. A combination of global and national pressures has forced industry associations to revisit their strategies

  • Regulation
  • 06 February 2013
Chinese firms say red tape hinders M&A in Europe – survey

More than three-quarters of Chinese companies encounter operating difficulties in the EU while nearly half have been obstructed by regulatory issues, according to a survey by the EU Chamber of Commerce in China. The findings represent a mixed blessing...

  • Europe
  • 01 February 2013
India expects tax settlement with Vodafone, seeks to reassure investors

The Indian government is close to settling its $2.6 billion tax dispute with Vodafone, according to the country’s finance minister. If the issue can be resolved it would reassure foreign investors’ concerned about the tax treatment of transactions involving...

  • Regulation
  • 31 January 2013
CX Partners' security deal hits regulatory hurdle

CX Partners’ proposed INR5 billion ($89.5 million) investment in private security firm Security and Intelligent Services India (SIS India), one of the pioneers of the country's private security industry, has yet to clear regulatory hurdles six months...

  • South Asia
  • 24 January 2013
The debt deadline: Japans's SMEs at a crossroads
The debt deadline: Japans's SMEs at a crossroads

Japan’s Debt Moratorium Law, seen by some industry participants as an impediment to PE deal flow in the last three year, is set to expire at the end of March. Does this spell new opportunities for the industry?

  • North Asia
  • 16 January 2013
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